17 Sep, 2024 Big moves in the FCA's annual interventions and enforcement data By Duncan Campbell The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
13 May, 2024 The FCA is on a tear against retail investments promotions and unauthorised business By Duncan Campbell It's already well-telegraphed that the FCA is focused on retail customer harm from high risk retail investments (and their promotion) and...
06 Dec, 2023 On Consumer Duty, keep being proactive: FCA By Duncan Campbell Over 6000 people beat down the door of the FCA's Consumer Duty webinar on 6 December 2023. So many that the FCA's systems were...
28 Dec, 2022 The FCA just went next-level on financial promotions interventions. But how? By Duncan Campbell Compared to previous quarters, in 2022 Q3 the FCA apparently got an awful lot more efficient at getting financial promotions amended or...