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The Financial Conduct Authority (FCA) has fined Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports which...
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Our Financial Regulation Outlook 2025 report explores the key regulatory developments that we expect to see in the Banking, Asset...
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Rachel Reeves has used her first Mansion House speech as Chancellor to put forward reforms aimed at making the UK financial services...
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The Association for Financial Markets in Europe (AFME) and Linklaters have published an implementation guide to help EU and UK firms...
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The European Commission has published a draft interpretative notice to provide clarity to market participants on the transitional...
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Following their formal adoption by the Council of the EU on 20 February 2024, the amendments to the Markets in Financial Instruments...
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Our Financial Regulation Outlook 2024 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...
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Nearly 2 years after the European Commission first proposed changes to MiFID II and MiFIR, EU legislators have finally agreed what those...
With the integration of sustainability preferences into MiFID II suitability requirements effective from August this year, ESMA has today...
On 29 September 2021, ESMA published its long-awaited MiFID II review report on algorithmic trading. The report concludes that no...
ESMA has published a call for evidence on a number of retail investor protection topics under MiFID II. The views of the call for...
The recent influx of retail investors into trading and increasing popularity of trading apps has brought the zero-commission models...