One year after Steve Smart became the FCA's joint executive director of enforcement and market oversight, he has broken his (sort of)...

The Bank of England and PRA are preparing to take enforcement action against a wider range of firms. They've proposed new enforcement...

In the next couple of months we'll see the FCA enforcement heads articulate their vision and direction for interventions and enforcement...

FCA Chair Ashley Alder and CEO Nikhil Rathi just appeared before the Treasury Committee.  They reported on various areas of interest...

Compared to previous quarters, in 2022 Q3 the FCA apparently got an awful lot more efficient at getting financial promotions amended or...

The FCA's latest three-year Strategy and one-year Business Plan take a fresh approach. Previous Business Plans were structured by sector....

2021 was a year of contrasts when it came to the FCA's and PRA's enforcement work. On the one hand, the regulators rationalised their...