2/9/2024 10:16:54 AM Financial services interventions and enforcement trends for 2024 By Nikunj Kiri Sara Cody Duncan Campbell In the next couple of months we'll see the FCA enforcement heads articulate their vision and direction for interventions and enforcement...
12/7/2023 1:13:06 PM Get ready: Principles-based regulation is coming to (some) tech firms By Duncan Campbell Financial services firms are familiar with the UK financial services regulators' Principles-based regulation. And with the most optimal...
5/30/2022 11:36:00 AM The UK Supreme Court's CMA v Flynn decision is unlikely to change the Upper Tribunal's approach to costs against the financial services regulators By Duncan Campbell Recent legal commentary has exaggerated the practical implications of the UK Supreme Court's decision in CMA v Flynn Pharma [2022] UKSC...
5/12/2022 9:33:01 AM Harness D&I to capitalise on innovation (and comply with our rules): FCA By Duncan Campbell FCA Chief Executive Nikhil Rathi continues to put diversity and inclusion front-and-centre. In his recent speech to CISI he highlighted...
5/11/2022 3:35:42 PM Well, stablecoin (prudential) regulation is definitely coming now By Duncan Campbell Those of you following cryptoasset markets over the past week have seen one of the most dramatic events to date in an already volatile...
12/7/2021 10:13:53 AM What’s on the regulatory horizon for UK payments in 2022? By Simon Treacy Our UK Payments Horizon Report 2022 sets out the important regulatory milestones for the year to come. The report covers the FCA’s...
10/4/2021 1:43:16 PM Bank of England sets out supervisory expectations for FMIs in relation to material outsourcing to the public cloud By Stephen Clipsham The Bank of England has published three 'Dear CEO' letters (dated 17 September 2021) setting out its supervisory expectations in relation...
6/24/2021 11:20:40 AM Why operational resilience is the new tool in the regulators’ toolkit By Simon Treacy There’s something very satisfying about finding you have the right tool for the job. For a regulator, the tools of their trade are the...
6/2/2021 7:40:21 AM Bank of England's Bailey gets real on tackling climate change By Clare Wiles Andrew Bailey's recent speech on tackling climate change "for real" drives home the importance of transition to a net-zero economy - but...
5/28/2021 10:16:40 AM Virtual sanity: PRA sets out steps to counter cyber risk By Jimi Piggott-Bader There are still "too many instances of failures in basic cyber hygiene". That is the view of Lyndon Nelson, Deputy CEO of the PRA. His...