13 Oct, 2023 Update on recent financial regulatory developments in the U.S. By Stephen Clipsham Brad Caswell Our U.S. Financial Regulation Group have published their latest update covering the most critical regulatory developments in the U.S....
05 Sep, 2023 Advice vs guidance and the Consumer Investments Strategy By Alexia Katzaros In September 2021 the FCA published its Consumer Investments Strategy focused on promoting consumer confidence as well as risk awareness...
04 Sep, 2023 UK reveals date for changes to financial promotions regime By Upasana Chauhan Simon Treacy New regulatory gateway for marketing financial services to apply from 7 February 2024.Affects businesses which rely on regulated firms to...
11 Aug, 2022 FCA consults on changes to redress framework for pension transfer advice By Jimi Piggott-Bader The FCA has opened a consultation (CP22/15) into redress calculations for customers who suffer financial loss following a DB to DC...
13 May, 2021 Wise up: FCA to require pension providers to offer Pension Wise sessions for savers By Jimi Piggott-Bader It's little over seven years since the then-Chancellor set out radical reforms to the pension system to give savers more choice and...