The government, together with the FCA and the FOS, has begun the process of modernising the UK’s redress framework by publishing two...

FCA and Treasury’s joint Advice Guidance Boundary review is seeking to plug the UK's "advice gap" for retail investors. Targeted support...

There is no denying that the advice gap is stark.  Just 9% of adults received financial advice about their pensions or investments in the...

This is the final blog in a four-part series covering key supervisory and enforcement risks for investment advisers in 2025.  The...

This is the third blog in a four-part series covering key supervisory and enforcement risks for investment advisers in 2025.  The FCA has...

This is the second blog in a four-part series covering key supervisory and enforcement risks for investment advisers in 2025. The FCA...

This is the first blog in a four-part series covering key supervisory and enforcement risks for investment advisers in 2025.  A year on...

As promised in its feedback statement to its Advice Guidance Boundary proposals (set out in DP 23/5), the FCA has published its first...

Our Financial Regulation Outlook 2025 report explores the key regulatory developments that we expect to see in the Banking, Asset...

In December 2023, the government and the FCA put forward proposals to improve how people can access help with their investments...

Rachel Reeves has used her first Mansion House speech as Chancellor to put forward reforms aimed at making the UK financial services...

It has been a while since the FCA last looked in detail at consolidation, but a Dear CEO letter sent to financial advisers and investment...

Our U.S. Financial Regulation Group have published their latest update covering the most critical regulatory developments in the U.S....

In September 2021 the FCA published its Consumer Investments Strategy focused on promoting consumer confidence as well as risk awareness...

New regulatory gateway for marketing financial services to apply from 7 February 2024.Affects businesses which rely on regulated firms to...

The FCA has opened a consultation (CP22/15) into redress calculations for customers who suffer financial loss following a DB to DC...