13 Dec, 2023 Financial Regulation Legal Outlook 2024 By Rakhee Pattani Our Financial Regulation Outlook 2024 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...
02 Dec, 2024 EU finalises DORA register rules By Raza Naeem Simon Treacy The European Commission has adopted implementing technical standards on the register of information under the EU’s Digital Operational...
02 Dec, 2024 IOSCO launches consultation report on pre-hedging By Stephen Clipsham The International Organisation of Securities Commissions (IOSCO) has launched its much anticipated consultation report on pre-hedging....
29 Nov, 2024 ESAs set timetable for DORA register By Raza Naeem Simon Treacy As firms race to comply with the EU’s Digital Operational Resilience Act, the European Supervisory Authorities have clarified their...
28 Nov, 2024 FCA adjusts its controversial investigations transparency proposals – here’s what you need to know By Elizabeth Dowd Sara Cody Duncan Campbell The much-anticipated follow-up to the FCA’s proposals on transparency in enforcement investigations (CP 24/2) has finally landed in the...
22 Nov, 2024 Consumer Composite Investments (Designated Activities) Regulations 2024 enter into force By Premlata Fagan On 22 November 2024, Treasury’s new rules granting the FCA powers to construct and deliver a new retail disclosure framework for Consumer...
21 Nov, 2024 FCA sets out next steps for “Advice Guidance Boundary Review” By Premlata Fagan In December 2023, the government and the FCA put forward proposals to improve how people can access help with their investments...
20 Nov, 2024 Re-dressing redress: the FCA and FOS joint Call for Input By Oli Palmer The Financial Conduct Authority (FCA) and Financial Ombudsman Service (FOS) have published a joint Call for Input (CFI) on reforming the...
19 Nov, 2024 Bank of England drafts fundamental rules for financial market infrastructure By James Morris Simon Treacy In a consultation the Bank of England proposes requiring UK financial market infrastructure to meet 10 new Fundamental Rules. The rules...
19 Nov, 2024 National Payments Vision: The Government sets out its ambitions for the UK payments sector By Olivia Murphy A year in the making, the UK Government has released its National Payments Vision. The NPV is intended to address the findings of the...
19 Nov, 2024 Greenwashing Outlook Conference: Legal & Regulatory Compliance and Risk Management Approaches By Peter Bevan Raza Naeem Rachel Barrett Julia Grothaus Daniella Strik Nikunj Kiri Victoria Hickman +4 more... Show less As Peter Bevan says, we look forward to seeing so many of you at our forthcoming Greenwashing conference, that we're co-hosting with...
15 Nov, 2024 Shaping resilience: the UK’s new blueprint for critical third parties to the financial sector By Declan Mcloughlin Simon Treacy Duncan Campbell Newly finalised rules on the regulation of critical third parties (CTPs) will soon add a new dimension to the UK’s operational resilience...
15 Nov, 2024 Growth and competitiveness - a new strategy By Elizabeth Dowd Rachel Reeves has used her first Mansion House speech as Chancellor to put forward reforms aimed at making the UK financial services...
13 Nov, 2024 UK short selling regime is back on track By Stephen Clipsham The draft Short Selling Regulations 2024 have now been published, together with a draft explanatory memorandum. The UK Government...
07 Nov, 2024 FCA sets out the regulatory framework for pensions dashboard service firms By Premlata Fagan The FCA has today published its long awaited Policy Statement PS24/15 and its final handbook rules and guidance setting out the...
05 Nov, 2024 Greenwashing Conference: Legal & Regulatory Compliance and Risk Management Approaches By Victoria Hickman Raza Naeem Peter Bevan Harry Eddis Elizabeth Dowd Nikunj Kiri Martyn Hopper Clare McMullen James Morris Alastair Holt +7 more... Show less A reminder about the “Greenwashing Outlook” conference that Linklaters and AFME are hosting imminently. We look forward to seeing many of...
31 Oct, 2024 Court of Appeal decision on commission disclosure opens door to more consumer claims By Duncan Campbell In allowing three appeals (Johnson v FirstRand Bank, Wrench v FirstRand Bank and Hopcraft v Close Brothers Limited) the Court of Appeal...