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The FCA and PRA have published Phase Two of their reform of the Senior Managers and Certification Regime (“SMCR”), in Consultation Papers...
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This month, regulators in Hong Kong and Singapore pressed ahead with initiatives spanning tokenisation and digital assets, cross-border...
Last month, regulators in Hong Kong and Singapore advanced their agendas across fintech, banking supervision, and enforcement. In Hong...
Last month, Hong Kong moved closer to implementing its long-awaited OTC derivatives licensing regime and continued to sharpen its focus...
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In Richard Brian Fenech and Heather Imogen Dunne v The Financial Conduct Authority, the Upper Tribunal considered the calculation of...
Last month, Hong Kong continued to develop its derivatives market infrastructure and enforcement frameworks, while Singapore's regulators...
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The Prudential Regulation Authority (“PRA”) has fined HDI Global SE (“HDI”), the UK-authorised branch of a German-headquartered global...
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The FCA’s latest Enforcement Data, released with the FCA’s 2025/26 Annual Report, provide an intriguing snapshot into the regulator’s...
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The FCA has published its second Enforcement Watch publication, building on its first edition to publicise ongoing enforcement activity...
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The PRA’s Head of Enforcement and Litigation, David Chaplin, has given a speech outlining the benefits of early co-operation and...
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FCA Co-Head of Enforcement, Therese Chambers, recently gave a speech praising supervisory interventions as a means of swiftly protecting...
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The FCA has published a consultation paper (CP26/19) on targeted updates to its Decision Procedure and Penalties Manual (DEPP). The...
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The Prudential Regulation Authority has fined UK Insurance Limited (the “Firm”), a subsidiary and principal underwriter of Direct Line...
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The FCA has updated its dedicated ‘good practice and areas for improvement’ webpage for the annual Consumer Duty Board reports. The...
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The publication of the FCA’s first Enforcement Watch attracted significant attention. FCA Co-head of Enforcement Therese Chambers had...
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On 3 February 2026, the Upper Tribunal (Tax and Chancery Chamber) handed down its decision in Rangecourt SA (formerly Banque Havilland...