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The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
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The latest FCA Skilled Persons (SP) statistics are in, completing the data for the reporting year just gone. We've charted them for you...
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The Financial Conduct Authority has fined PwC £15 million for failing to report its reasonable belief that London Capital & Finance (LCF)...
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In a first of its kind, the Financial Conduct Authority has censured an auditor for failing to report breaches of the FCA’s client asset...
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The Labour victory on 4 July 2024 represents the first time since 2010 that the party has been given the opportunity to shape the way in...
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One year after Steve Smart became the FCA's joint executive director of enforcement and market oversight, he has broken his (sort of)...
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On 23 May 2024, the Financial Conduct Authority (“FCA”) fined HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services...
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The PRA's and FCA's Citi fines about algorithmic trading controls - provoked by a 2022 fat finger incident - tell a cautionary tale about...
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The Banque Havilland saga continues. After important decisions on privilege and third party references, we now have an Upper Tribunal...
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When announcing the FCA's controversial proposals about publicising investigations, Enforcement co-head Therese Chambers said also that...
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The Bank of England and PRA are preparing to take enforcement action against a wider range of firms. They've proposed new enforcement...
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Tech firms that support financial services should note a new consultation from the Financial Conduct Authority. The FCA, along with the...
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FCA Enforcement co-heads Therese Chambers and Steve Smart have fired the starting gun on their long-awaited refresh of the FCA's...
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In the next couple of months we'll see the FCA enforcement heads articulate their vision and direction for interventions and enforcement...
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On the day it confirmed a change to its penalty policy that many expect will lead to larger penalties, the PRA issued its second largest...
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The Treasury Committee this week in its “Sexism in the City” inquiry expressed concern that the industry is falling short on...