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The saga continues. After the FCA made its initial proposals to publicise ongoing investigations, uproar ensued. The FCA watered them...
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The Financial Conduct Authority (FCA) has fined Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports which...
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The FCA has published the findings of its review into firms’ approaches to the preparation of the first annual Consumer Duty Board...
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Our Financial Regulation Outlook 2025 report explores the key regulatory developments that we expect to see in the Banking, Asset...
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The much-anticipated follow-up to the FCA’s proposals on transparency in enforcement investigations (CP 24/2) has finally landed in the...
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The Financial Conduct Authority (FCA) and Financial Ombudsman Service (FOS) have published a joint Call for Input (CFI) on reforming the...
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Rachel Reeves has used her first Mansion House speech as Chancellor to put forward reforms aimed at making the UK financial services...
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A reminder about the “Greenwashing Outlook” conference that Linklaters and AFME are hosting imminently. We look forward to seeing many of...
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In allowing three appeals (Johnson v FirstRand Bank, Wrench v FirstRand Bank and Hopcraft v Close Brothers Limited) the Court of Appeal...
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As AI rapidly develops, it brings with it the risk that firms might be accused of ‘AI-washing’: ‘overselling’ their AI’s capabilities,...
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The Court of Appeal has published its much anticipated judgment in the BlueCrest v FCA case. For the details, read our briefing note. By...
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It has been a while since the FCA last looked in detail at consolidation, but a Dear CEO letter sent to financial advisers and investment...
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Here's the tl;dr of Therese Chambers' speech to an AFME conference on 24 September plus the answers to questions she fielded afterwards. ...
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The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
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The latest FCA Skilled Persons (SP) statistics are in, completing the data for the reporting year just gone. We've charted them for you...
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The Financial Conduct Authority has fined PwC £15 million for failing to report its reasonable belief that London Capital & Finance (LCF)...