Over 6000 people beat down the door of the FCA's Consumer Duty webinar on 6 December 2023.  So many that the FCA's systems were...

In a recent speech the FCA highlighted “supporting technological advance” as one of its three main priorities for reform of the asset...

Upper Tribunal Judge Herrington - sitting in retirement - has delivered a final blow to the FCA with a partial costs order in Seiler v...

The FCA is waxing lyrical about how central the Consumer Duty is to its work.  Its metaphors have tempered over time (remember the...

The FCA's Annual Public Meeting is an important opportunity for FCA execs to do some market messaging. And this year, when it comes to...

In this post - aimed at boards and board members - we explain how the Consumer Duty can apply to companies whether or not financial...

The FCA has indicated its focus on sanctions compliance and control measures in the UK regulated sector on a number of occasions since...

The FCA has opened a consultation (CP23/19) on moving a tranche of retained EU 'delegated regulations' - linked to the Insurance...

The FCA has set out its expectations for cryptoasset firms in complying with the incoming 'Travel Rule'. Under the Rule - which comes...

The Consumer Duty (the Duty) comes into force on 31 July 2023 for new and existing products and services. As firms complete their...

The Supreme Court has handed down its judgment in Philipp v Barclays Bank UK plc [2023] UKSC 25, an important case in relation to the...

The FCA has written to the Treasury Select Committee explaining its supervision and investigation of Odey Asset Management and Crispin...

Quick action by outliers is vital to avoid regulatory intervention, according to the FCA as it publishes findings and examples of good...

The FCA has finalised new insurance guidance for supporting customers in financial difficulty (PS23/9). The guidance replaces and expands...

With just under a month remaining until the Consumer Duty Implementation Deadline on July 31, the FCA has published 10 key questions that...

As we inch closer to the 31 July implementation deadline, all eyes are on how the regulators and the Financial Ombudsman Service (the...