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Interventions and enforcement take a back seat for most of the FCA's 2025-30 strategy. Or do they? The need for speed Yes, the FCA...
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Journey mapping to identify potential ‘sludge’ and innovative uses of data analytics: just two examples of good practice in the FCA’s...
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After the seemingly endless stream of Consumer Duty publications published in the first year after go-live, the apparent pause in recent...
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The FCA is walking back much of the substance of its enforcement transparency proposals. We've got history Many will recall that its...
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This is the first blog in a four-part series covering key supervisory and enforcement risks for investment advisers in 2025. A year on...
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The saga continues. After the FCA made its initial proposals to publicise ongoing investigations, uproar ensued. The FCA watered them...
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The much-anticipated follow-up to the FCA’s proposals on transparency in enforcement investigations (CP 24/2) has finally landed in the...
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The Financial Conduct Authority (FCA) and Financial Ombudsman Service (FOS) have published a joint Call for Input (CFI) on reforming the...
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The Court of Appeal has published its much anticipated judgment in the BlueCrest v FCA case. For the details, read our briefing note. By...
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Here's the tl;dr of Therese Chambers' speech to an AFME conference on 24 September plus the answers to questions she fielded afterwards. ...
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The Financial Conduct Authority has set out its stall to strengthen safeguarding rules for payments and e-money firms. Firms will need to...
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The FCA is forming some pretty pointed concerns about firms' value assessments. It has observed that many firms have found them...
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The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
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The latest FCA Skilled Persons (SP) statistics are in, completing the data for the reporting year just gone. We've charted them for you...
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Sheldon Mills is talking about frogs again. Small mercies, though: in this latest speech (at an FCA hybrid event on 31 July 2024) he was...
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The Labour victory on 4 July 2024 represents the first time since 2010 that the party has been given the opportunity to shape the way in...