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The much-anticipated follow-up to the FCA’s proposals on transparency in enforcement investigations (CP 24/2) has finally landed in the...
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The Financial Conduct Authority (FCA) and Financial Ombudsman Service (FOS) have published a joint Call for Input (CFI) on reforming the...
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The Court of Appeal has published its much anticipated judgment in the BlueCrest v FCA case. For the details, read our briefing note. By...
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Here's the tl;dr of Therese Chambers' speech to an AFME conference on 24 September plus the answers to questions she fielded afterwards. ...
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The Financial Conduct Authority has set out its stall to strengthen safeguarding rules for payments and e-money firms. Firms will need to...
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The FCA is forming some pretty pointed concerns about firms' value assessments. It has observed that many firms have found them...
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The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
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The latest FCA Skilled Persons (SP) statistics are in, completing the data for the reporting year just gone. We've charted them for you...
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Sheldon Mills is talking about frogs again. Small mercies, though: in this latest speech (at an FCA hybrid event on 31 July 2024) he was...
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The Labour victory on 4 July 2024 represents the first time since 2010 that the party has been given the opportunity to shape the way in...
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One year after Steve Smart became the FCA's joint executive director of enforcement and market oversight, he has broken his (sort of)...
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The FCA has published its findings from a review of larger insurance firms’ approaches to outcomes monitoring under the consumer duty....
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This week, I bought a car. On Monday morning, as I was dotting the ‘i’s and crossing the ‘t’s on the finance documents, the sales...
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On 23 May 2024, the Financial Conduct Authority (“FCA”) fined HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services...
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In a globalised industry, having a strong regulatory regime that embraces innovation helps make the case for investing with money...
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The PRA's and FCA's Citi fines about algorithmic trading controls - provoked by a 2022 fat finger incident - tell a cautionary tale about...