The FCA has given firms feedback on their Consumer Duty implementation plans. This feedback contains valuable messages for firms as they...
With Boards signing off Consumer Duty implementation plans in October, it's now time to kick off your implementation work. Many firms...
The FCA has published its final rules implementing a new Consumer Duty. Implementation must now begin in earnest with firms'...
The power to order or encourage firms to pay redress is obviously an important part of the FCA’s toolkit when it comes to remedying...
The FCA has updated its change in control webpage to acknowledge the delays in processing applications that have been taking place. It...
The FCA's consumer duty proposals will apply to many asset managers, but they seem to have been prepared with large-scale retail banking...
The FCA's second consultation paper on its proposed consumer duty offers some helpful clarity and narrowing of the proposals. The FCA now...
The FCA's proposed consumer duty could well bite asset managers in ways that they may not presently expect. It would apply to any firm...
There must have been a sigh of relief at the FCA and PRA last week when news of this High Court decision reached them. The regulators had...
We've published a podcast episode on the Netherlands' approach to non-financial misconduct and whistleblowing in financial services...
To help fintechs and challengers prepare for the FCA's proposed consumer duty, we've teased out some characteristics that many such...
There's a lot of detail in the FCA's new plan to tackle investment harm and the accompanying consumer investments data review. Much of...
It has long been recognised that some types of non-financial misconduct (for example criminal convictions relating to offences involving...
A recent High Court decision illustrates the vexed question of the application of legal professional privilege in the context on internal...
The FCA is consulting on significant proposed changes to its decision-making procedure to facilitate rapid regulatory action. The...
The FCA is consulting on the new consumer duty with the aim of setting higher expectations for the standard of care that firms provide to...