Oct 07, 2024 Overseas Funds Regime - User Guide By Premlata Fagan In July 2024, the FCA published Policy Statement PS24/7, which included its final rules on the Overseas Funds Regime (OFR) ahead of the...
Sep 16, 2024 Navigating the FCA's Overseas Funds Regime By Premlata Fagan Raza Naeem Elliot Jack With the FCA’s Overseas Funds Regime (OFR) for non-UK funds to be recognised by the FCA and sold to UK retail investors having now been...
May 13, 2024 The FCA is on a tear against retail investments promotions and unauthorised business By Duncan Campbell It's already well-telegraphed that the FCA is focused on retail customer harm from high risk retail investments (and their promotion) and...
Mar 15, 2024 Reverse ferret on financial promotion exemptions By Clare Whittle James Morris Simon Treacy The government is undoing recent changes to a couple of important exemptions to the UK financial promotions regime. Firms which rely on...
Dec 13, 2023 Financial Regulation Legal Outlook 2024 By Rakhee Pattani Our Financial Regulation Outlook 2024 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...
Nov 10, 2023 FCA sets crypto marketing guidance: Did I make myself clear (and fair, and not misleading)? By James Morris Simon Treacy Snapshot:FCA finalises its guidance on cryptoasset marketing to help crypto firms comply with the new regime.FCA expects firms promoting...
Oct 25, 2023 FCA warns about common issues with crypto marketing By James Morris Simon Treacy Jamie Johnson The FCA has warned firms about three common issues with their crypto marketing, namely: promotions making claims about the safety,...
Oct 11, 2023 FCA shows it means business as it starts to enforce crypto marketing regime By James Morris Simon Treacy Snapshot:FCA issues 146 alerts in first 24 hours of new cryptoasset marketing regimeAlso takes action against prospective approver of...
Dec 28, 2022 The FCA just went next-level on financial promotions interventions. But how? By Duncan Campbell Compared to previous quarters, in 2022 Q3 the FCA apparently got an awful lot more efficient at getting financial promotions amended or...
Dec 22, 2022 Accurately describe how your crypto token is backed - or face the boot By Duncan Campbell In a two-for-one, the Upper Tribunal used its decision in Moneybrain to weigh in on two important regulatory themes: more stringent...
Dec 06, 2022 Financial promotions gateway to pose problem for crypto firms By Connie Faith James Morris Incoming restrictions on financial promotions will curtail how cryptoasset firms advertise in the UK. FCA consultation The FCA has...