12/17/2025 11:08:01 AM Financial Regulation Legal Outlook 2026 By Stephen Clipsham Our Financial Regulation Outlook 2026 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...
12/12/2025 8:07:25 PM Target Support is coming – FCA publishes near final rules and guidance By Sara Cody The FCA has published near final rules and guidance for the delivery of targeted support to retail consumers. These are designed to be...
12/12/2025 4:41:10 PM The FCA finalises the CCI disclosure framework – our initial takeaways. By Raza Naeem Elliot Jack On 8 December, the FCA published PS 25/20, setting out the rules for its new Consumer Composite Investment (“CCI”) regime. This will...
12/11/2025 3:40:34 PM FCA proposes significant changes to client cat rules and rationalises conflicts of interest rules By Sara Cody Karen Cooper Raza Naeem Clare Whittle +1 more... Show less The FCA has published a consultation (FCA CP25/36) outlining proposed changes to the UK client categorisation regime. A link to our full...
12/9/2025 11:54:29 AM Suite of FCA measures to boost UK investment culture published By Sara Cody Raza Naeem Clare Whittle James Morris Elliot Jack +2 more... Show less The FCA has published a package of four papers and statements, aimed at reinforcing wholesale markets and empowering retail investors....
10/15/2025 8:37:51 PM FCA signals openness to direct dealing and tokenisation for UK fund management industry By Raza Naeem Elliot Jack Premlata Fagan Simon Treacy +1 more... Show less The Financial Conduct Authority is consulting on how fund managers can enable direct-to-fund dealing and use tokenised registers. As well...
10/6/2025 12:56:45 PM FCA simplifies AoV reporting requirements but maintains rigorous standards By Premlata Fagan The FCA has now finalised its revised assessment of value reporting requirements, maintaining standards generally, whilst simplifying the...
9/5/2025 11:03:48 AM Singapore: MAS updates licensing and conduct of business guidelines for fund managers By Elizabeth Webb Claris Teo MAS has recently revised the Guidelines on Licensing and Conduct of Business for Fund Management Companies (Guidelines). These changes...
7/15/2025 8:05:15 PM UK puts growth at heart of financial services strategy By Peter Bevan Simon Treacy The UK Government has published a Financial Services Growth and Competitiveness Strategy. The Strategy, which was launched as part of the...
7/8/2025 8:31:06 PM Final pieces of DORA rulebook fall into place By Raza Naeem James Morris Simon Treacy In the last couple of years EU financial entities have been busy implementing the Digital Operational Resilience Act. DORA started to...
6/9/2025 1:44:05 PM FCA proposes simplified AoV reporting requirements By Premlata Fagan As part of its latest quarterly consultation, the FCA has published proposals seeking to “reduce and simplify” the Assessment of Value...
4/17/2025 8:05:05 AM FCA lays out more detail for how CCIs will replace PRIIPs By Raza Naeem Elliot Jack Premlata Fagan Simon Treacy +1 more... Show less The Financial Conduct Authority has opened a second consultation on the new product information regime for Consumer Composite...
4/16/2025 5:14:24 PM EU calls for ideas on improving supervision of financial markets By Raza Naeem Karen Cooper Simon Treacy The European Commission wants to hear about obstacles to financial market integration. As part of the EU’s new Savings & Investment Union...
3/7/2025 11:21:47 AM Subcontracting rule changes agreed, clearing path towards finalised DORA rulebook By Raza Naeem James Morris Simon Treacy Even though the Digital Operational Resilience Act started to apply in January, some parts of the DORA regulatory framework have not yet...
3/5/2025 6:08:39 PM FCA private market valuations review identifies room for improvement By Premlata Fagan Raza Naeem Emily Harmsworth Elliot Jack +1 more... Show less With the FCA’s review of UK AIFMD due to kickstart imminently, the FCA has today (5th March) published its detailed findings from its...
2/26/2025 1:40:30 PM FCA portfolio letter sets out its 2025 strategy for supervising asset managers and alternatives By Premlata Fagan The FCA has today issued a Dear CEO letter to firms in the Asset Management & Alternatives portfolio setting out its supervisory...