5/22/2026 10:57:13 AM FCA consults on registration of authorised fund assets By Premlata Fagan On 21 May 2026, the Financial Conduct Authority (FCA) published a consultation paper on the registration of authorised fund assets...
5/19/2026 12:17:48 PM ESMA identifies areas for further supervisory convergence on compliance and internal audit in the funds sector By Stephen Clipsham Most fund managers are complying with the key requirements under AIFMD and UCITS, according to the results of ESMA’s 2025 Common...
5/19/2026 12:11:15 PM Commission examines functioning of EU Money Market Funds Regulation By Stephen Clipsham The EU’s regulatory framework for money market funds (MMFs) continues to function well overall, according to a report published by the...
5/11/2026 5:27:24 PM ESMA sets out proposals for integrated funds data reporting By Karen Cooper Stephen Clipsham Funds reporting in the asset management sector is currently subject to significant fragmentation due to the coexistence of several...
4/30/2026 2:58:04 PM FCA sets approach for direct dealing and tokenisation for UK fund management industry By Raza Naeem Elliot Jack Premlata Fagan Simon Treacy +1 more... Show less The Financial Conduct Authority has finalised its approach to how fund managers can enable direct-to-fund dealing and use tokenised...
4/16/2026 6:24:04 PM Risk Warnings Review sets out new framework for communicating investment risk By Premlata Fagan Stephen Clipsham The Risk Warnings Review (commissioned by HM Treasury in July 2025 as part of the Leeds Reforms) has published its final report on...
4/16/2026 9:23:00 AM AIFMD II takes effect at last By Premlata Fagan After a lengthy legislative process, the deadline for local transposition of AIFMD II (Directive (EU) 2024/927) (which amends both the...
2/24/2026 10:30:59 AM FCA enforcement of the Consumer Duty – What do we know? By Sara Cody The publication of the FCA’s first Enforcement Watch attracted significant attention. FCA Co-head of Enforcement Therese Chambers had...
2/19/2026 2:32:19 PM Modernising redress: Board minutes provide an update on future changes to FOS powers By Sara Cody The Financial Ombudsman Service (“FOS”) has published the minutes of is January 2026 board meeting setting out next steps on proposals to...
2/6/2026 10:58:00 AM Financial Regulation Legal Outlook 2026 By Stephen Clipsham Our Financial Regulation Outlook 2026 (now updated to January 2026) explores the key regulatory developments that we expect to see in the...
2/4/2026 10:53:27 AM Asia Financial Regulatory Bulletin - February 2026 By Elizabeth Webb Clara Hackney Claris Teo In Singapore, the beginning of 2026 has seen a slow start to regulatory activity, although there have been some important updates to the...
1/29/2026 2:09:43 PM FCA transparency drive delivers first Enforcement Watch publication By Sara Cody During discussions around the FCA’s 2024 attempt to secure greater powers to name firms under investigation – which concluded with a...
1/29/2026 10:37:48 AM Asia Financial Regulatory Bulletin - January 2026 By Elizabeth Webb Claris Teo The end of 2025 saw a lot of regulatory activity in Hong Kong and Singapore. The regulatory focus for both jurisdictions centres on...
1/22/2026 10:20:19 AM Singapore: MAS strengthens Liquidity Risk Management framework for fund managers By Shernice Soh Claris Teo MAS has issued a consultation paper proposing updates to the Guidelines on Liquidity Risk Management Practices for Fund Management...
1/8/2026 4:57:31 PM See you around, KID: our take on the FCA's final rules for CCIs By Sara Cody Elliot Jack Stephen Clipsham Just before Christmas, the FCA slid their long-awaited final rules for Consumer Composite Investments ("CCI"), under the Christmas tree....
12/12/2025 8:07:25 PM Target Support is coming – FCA publishes near final rules and guidance By Sara Cody The FCA has published near final rules and guidance for the delivery of targeted support to retail consumers. These are designed to be...