9/17/2026 9:39:39 AM Asia Financial Regulatory Bulletin - September 2026 By Kishore Bhindi Peiying Chua Heikes Evan Lam Carolyn Sng Elizabeth Webb Claris Teo +3 more... Show less Last month, regulators in Hong Kong and Singapore advanced their agendas across fintech, banking supervision, and enforcement. In Hong...
9/11/2026 10:24:47 AM FRAME: The FCA’s new fund reporting regime (CP 26/26) – reforming fund level reporting and casting the net wider on reporting on wider asset management activity By Premlata Fagan Raza Naeem Elliot Jack Clare Wiles +1 more... Show less Earlier this summer, the FCA published a package of reforms representing the most significant overhaul of the UK's asset management...
9/11/2026 10:22:11 AM AIFM Regime Overhaul: FCA and HM Treasury propose rules to simplify rules and cut costs for asset managers By Premlata Fagan Raza Naeem Elliot Jack Emily Harmsworth Clare Wiles +2 more... Show less The Financial Conduct Authority (FCA) has launched a major consultation (CP26/28) to change the regulatory framework for alternative...
8/26/2026 1:42:09 PM EBA consults on RTS related to reclassification of investment firms as credit institutions By Karen Cooper Stephen Clipsham The European Banking Authority has launched a consultation on three draft RTS related to the reclassification of investment firms as...
8/26/2026 10:57:20 AM Asia Financial Regulatory Bulletin - August 2026 By Carolyn Sng Alcander Seah Claris Teo Last month, Hong Kong moved closer to implementing its long-awaited OTC derivatives licensing regime and continued to sharpen its focus...
8/10/2026 2:39:30 PM UK FCA reminds firms not to let growth get ahead of good governance By Simon Treacy The Financial Conduct Authority has reviewed how governance, risk management and control frameworks are developing at a group of rapidly...
7/30/2026 8:08:29 AM Asia Financial Regulatory Bulletin - July 2026 By Carolyn Sng Elizabeth Webb Claris Teo Last month, Hong Kong continued to develop its derivatives market infrastructure and enforcement frameworks, while Singapore's regulators...
7/15/2026 12:29:24 PM Mansion House 2026: AI, AIFMs, payment services and more By Harry Eddis Carl Fernandes Peter Bevan Clare McMullen Alastair Holt Nikunj Kiri Raza Naeem Elizabeth Dowd Simon Treacy +6 more... Show less The Government has released a package of policy papers to coincide with the Chancellor’s latest Mansion House speech. Key themes are how...
6/19/2026 8:40:12 AM Asia Financial Regulatory Bulletin - June 2026 By Elizabeth Webb Clara Hackney Claris Teo In May 2026, regulators in Hong Kong and Singapore continued to advance their respective regulatory agendas, with Hong Kong publishing a...
5/22/2026 10:57:13 AM FCA consults on registration of authorised fund assets By Premlata Fagan On 21 May 2026, the Financial Conduct Authority (FCA) published a consultation paper on the registration of authorised fund assets...
5/19/2026 12:17:48 PM ESMA identifies areas for further supervisory convergence on compliance and internal audit in the funds sector By Stephen Clipsham Most fund managers are complying with the key requirements under AIFMD and UCITS, according to the results of ESMA’s 2025 Common...
5/19/2026 12:11:15 PM Commission examines functioning of EU Money Market Funds Regulation By Stephen Clipsham The EU’s regulatory framework for money market funds (MMFs) continues to function well overall, according to a report published by the...
5/11/2026 5:27:24 PM ESMA sets out proposals for integrated funds data reporting By Karen Cooper Stephen Clipsham Funds reporting in the asset management sector is currently subject to significant fragmentation due to the coexistence of several...
4/30/2026 2:58:04 PM FCA sets approach for direct dealing and tokenisation for UK fund management industry By Raza Naeem Elliot Jack Premlata Fagan Simon Treacy +1 more... Show less The Financial Conduct Authority has finalised its approach to how fund managers can enable direct-to-fund dealing and use tokenised...
4/16/2026 6:24:04 PM Risk Warnings Review sets out new framework for communicating investment risk By Premlata Fagan Stephen Clipsham The Risk Warnings Review (commissioned by HM Treasury in July 2025 as part of the Leeds Reforms) has published its final report on...
4/16/2026 9:23:00 AM AIFMD II takes effect at last By Premlata Fagan After a lengthy legislative process, the deadline for local transposition of AIFMD II (Directive (EU) 2024/927) (which amends both the...