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The FCA's annual report and metrics are out. The metrics contain most of what's useful, but as usual the message is hidden in the detail...
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The Labour victory on 4 July 2024 represents the first time since 2010 that the party has been given the opportunity to shape the way in...
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The PRA's and FCA's Citi fines about algorithmic trading controls - provoked by a 2022 fat finger incident - tell a cautionary tale about...
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The Bank of England and PRA are preparing to take enforcement action against a wider range of firms. They've proposed new enforcement...
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In the next couple of months we'll see the FCA enforcement heads articulate their vision and direction for interventions and enforcement...
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On the day it confirmed a change to its penalty policy that many expect will lead to larger penalties, the PRA issued its second largest...
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The PRA has opened a consultation (CP2/24) on how insurers prepare to execute solvent exits. All PRA-regulated insurers – other than...
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The Treasury Committee this week in its “Sexism in the City” inquiry expressed concern that the industry is falling short on...
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Bit by bit, enforcement actions are giving us more clarity on what “reasonable steps” means for senior managers. The latest news: the...
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The PRA and the FCA have opened a consultation (CP25/23) on plans to replace the EU's non-binding guidelines on the prudential assessment...
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Financial services firms are familiar with the UK financial services regulators' Principles-based regulation. And with the most optimal...
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The PRA has announced that it intends to run a dynamic general insurance stress test in 2025. Little detail has been provided at this...
We now have our first enforcement action against a Senior Manager under the SMCR for breaches of the Senior Manager Conduct Rules. And...
The FCA has given firms feedback on their Consumer Duty implementation plans. This feedback contains valuable messages for firms as they...
It isn't just you. The FCA and PRA enforcement teams have been unusually busy this December. The busiest they've been at any time of...
With Boards signing off Consumer Duty implementation plans in October, it's now time to kick off your implementation work. Many firms...