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The FCA has today issued a Dear CEO letter to firms in the Asset Management & Alternatives portfolio setting out its supervisory...
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This is the first blog in a four-part series covering key supervisory and enforcement risks for investment advisers in 2025. A year on...
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Strategic partnerships or alliances are on the rise in the payments and fintech space and in recent weeks we have seen traditional banks...
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The saga continues. After the FCA made its initial proposals to publicise ongoing investigations, uproar ensued. The FCA watered them...
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Weaknesses in governance, oversight and leadership are a root cause of many regulatory issues. This is the message from the Financial...
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The European Commission has formally rejected draft rules on monitoring ICT supply chains under the Digital Operational Resilience Act....
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The Financial Conduct Authority (FCA) has fined Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports which...
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In our previous post we covered two new and important pieces of guidance from the European Banking Authority. In this post we cover two...
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Can a financial service be an ICT service? This question often came up in the course of implementing the EU’s Digital Operational...
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The European Banking Authority has released a new batch of Q&A responses covering a range of PSD2 topics. In this post we cover the...
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The payments industry has a strong track record of using AI to help spot and stop fraud. Now, as they explore other opportunities to...
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Even as the EU’s Digital Operational Resilience Act comes into effect, more work remains to be done. After a two-year implementation...
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Policymakers in the EU and UK are, for now, allowing a diverse landscape of payment options to co-exist and compete. Instant payments The...
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More regulatory change is on the horizon for payment services. The detail of key reforms to EU and UK payment services legislation will...
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Later this year the Financial Conduct Authority will determine its approach to changing the safeguarding regime for payments firms....
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On 9 January 2025, the PRA published a Dear CEO letter outlining its 2025 supervisory priorities for the UK insurance sector. This...