The latest FCA Skilled Persons (SP) statistics are in, completing the data for the reporting year just gone.  We've charted them for you...

The Financial Conduct Authority has fined PwC £15 million for failing to report its reasonable belief that London Capital & Finance (LCF)...

In a first of its kind, the Financial Conduct Authority has censured an auditor for failing to report breaches of the FCA’s client asset...

Against the backdrop of a rapidly evolving payments landscape, the Bank of England has launched a discussion paper on how it should...

Sheldon Mills is talking about frogs again.  Small mercies, though: in this latest speech (at an FCA hybrid event on 31 July 2024) he was...

The Financial Markets Standards Board is shining the spotlight on pre-hedging. According to the FMSB, there is uncertainty about how...

The Labour victory on 4 July 2024 represents the first time since 2010 that the party has been given the opportunity to shape the way in...

One year after Steve Smart became the FCA's joint executive director of enforcement and market oversight, he has broken his (sort of)...

The FCA has published its findings from a review of larger insurance firms’ approaches to outcomes monitoring under the consumer duty....

  This week, I bought a car. On Monday morning, as I was dotting the ‘i’s and crossing the ‘t’s on the finance documents, the sales...

On 23 May 2024, the Financial Conduct Authority (“FCA”) fined HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services...

Listen to our conversation with The Investment Association’s Consumer Duty Lead Mandeep Bhandal on key considerations when preparing your...

In a globalised industry, having a strong regulatory regime that embraces innovation helps make the case for investing with money...

The PRA's and FCA's Citi fines about algorithmic trading controls - provoked by a 2022 fat finger incident - tell a cautionary tale about...

The Banque Havilland saga continues.  After important decisions on privilege and third party references, we now have an Upper Tribunal...

Is your firm an investment management, personal investment or pension firm?  Then pay attention. In this brave new world of early and...