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The Prudential Regulation Authority (“PRA”) has fined HDI Global SE (“HDI”), the UK-authorised branch of a German-headquartered global...
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The FCA’s latest Enforcement Data, released with the FCA’s 2025/26 Annual Report, provide an intriguing snapshot into the regulator’s...
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The FCA has published feedback following its review of firms’ approaches to products and services under the Consumer Duty (“the...
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The FCA has published its second Enforcement Watch publication, building on its first edition to publicise ongoing enforcement activity...
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The High Court has recently clarified the extent of Financial Ombudsman Service (“FOS”) jurisdiction over historical claims, confirming...
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The FCA has published its much-anticipated consultation (CP26/23), proposing targeted changes to the scope and application of the...
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The PRA’s Head of Enforcement and Litigation, David Chaplin, has given a speech outlining the benefits of early co-operation and...
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FCA Co-Head of Enforcement, Therese Chambers, recently gave a speech praising supervisory interventions as a means of swiftly protecting...
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The FCA has published a consultation paper (CP26/19) on targeted updates to its Decision Procedure and Penalties Manual (DEPP). The...
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New papers confirm several reforms to the UK’s Senior Managers and Certification Regime. HM Treasury has released a consultation response...
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The FCA has published a new webpage to help firms apply COCON and FIT in preparation for the new non-financial misconduct rules which...
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The publication of the FCA’s first Enforcement Watch attracted significant attention. FCA Co-head of Enforcement Therese Chambers had...
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The Financial Ombudsman Service (“FOS”) has published the minutes of is January 2026 board meeting setting out next steps on proposals to...
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On 3 February 2026, the Upper Tribunal (Tax and Chancery Chamber) handed down its decision in Rangecourt SA (formerly Banque Havilland...
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Our Financial Regulation Outlook 2026 (now updated to January 2026) explores the key regulatory developments that we expect to see in the...
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During discussions around the FCA’s 2024 attempt to secure greater powers to name firms under investigation – which concluded with a...