Linklaters - Financial Regulation Insights

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> Germany

3 results for: culture and conduct

Jan 19, 2024

Feeling the pressure: the FCA is asking firms about non-financial misconduct and NDAs

By Elizabeth Dowd Duncan Campbell

The Treasury Committee this week in its “Sexism in the City” inquiry expressed concern that the industry is falling short on...

Jan 16, 2024

New SMCR fine: right-sizing controls to your business risk (and SMF delegations)

By Joseph Richmond Duncan Campbell Saurabh Gupta

Bit by bit, enforcement actions are giving us more clarity on what “reasonable steps” means for senior managers. The latest news: the...

Sep 28, 2023

Financial services regulators in the UK publish consultation papers to boost diversity and inclusion across the financial services sector

By Nikunj Kiri Martyn Hopper Alison Wilson +1 more...

In consultation papers published on 25 September 2023, the UK’s financial regulators have set out proposals to boost diversity and...

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Topics Hub

Feeling the pressure: the FCA is asking firms about non-financial misconduct and NDAs

New SMCR fine: right-sizing controls to your business risk (and SMF delegations)

Financial services regulators in the UK publish consultation papers to boost diversity and inclusion across the financial services sector