Jan 19, 2024 Feeling the pressure: the FCA is asking firms about non-financial misconduct and NDAs By Elizabeth Dowd Duncan Campbell The Treasury Committee this week in its “Sexism in the City” inquiry expressed concern that the industry is falling short on...
Jan 16, 2024 New SMCR fine: right-sizing controls to your business risk (and SMF delegations) By Joseph Richmond Duncan Campbell Saurabh Gupta Bit by bit, enforcement actions are giving us more clarity on what “reasonable steps” means for senior managers. The latest news: the...
Sep 28, 2023 Financial services regulators in the UK publish consultation papers to boost diversity and inclusion across the financial services sector By Nikunj Kiri Martyn Hopper Alison Wilson Alexandra Beidas +1 more... Show less In consultation papers published on 25 September 2023, the UK’s financial regulators have set out proposals to boost diversity and...