13 Dec, 2024 Five FCA findings on ‘what good looks like’ for Consumer Duty Board reports By Oli Palmer The FCA has published the findings of its review into firms’ approaches to the preparation of the first annual Consumer Duty Board...
12 Dec, 2024 Financial Regulation Legal Outlook 2025 By Stephen Clipsham Our Financial Regulation Outlook 2025 report explores the key regulatory developments that we expect to see in the Banking, Asset...
15 Nov, 2024 Growth and competitiveness - a new strategy By Elizabeth Dowd Rachel Reeves has used her first Mansion House speech as Chancellor to put forward reforms aimed at making the UK financial services...
08 Oct, 2024 FCA announces advice market consolidation review and other key priorities in dear CEO letter By Premlata Fagan It has been a while since the FCA last looked in detail at consolidation, but a Dear CEO letter sent to financial advisers and investment...
19 Jan, 2024 Feeling the pressure: the FCA is asking firms about non-financial misconduct and NDAs By Elizabeth Dowd Duncan Campbell The Treasury Committee this week in its “Sexism in the City” inquiry expressed concern that the industry is falling short on...
16 Jan, 2024 New SMCR fine: right-sizing controls to your business risk (and SMF delegations) By Joseph Richmond Duncan Campbell Saurabh Gupta Bit by bit, enforcement actions are giving us more clarity on what “reasonable steps” means for senior managers. The latest news: the...
28 Sep, 2023 Financial services regulators in the UK publish consultation papers to boost diversity and inclusion across the financial services sector By Nikunj Kiri Martyn Hopper Alison Wilson Alexandra Beidas +1 more... Show less In consultation papers published on 25 September 2023, the UK’s financial regulators have set out proposals to boost diversity and...