12/17/2025 11:08:01 AM Financial Regulation Legal Outlook 2026 By Stephen Clipsham Our Financial Regulation Outlook 2026 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...
12/11/2025 3:40:34 PM FCA proposes significant changes to client cat rules and rationalises conflicts of interest rules By Sara Cody Karen Cooper Raza Naeem Clare Whittle +1 more... Show less The FCA has published a consultation (FCA CP25/36) outlining proposed changes to the UK client categorisation regime. A link to our full...
12/9/2025 11:54:29 AM Suite of FCA measures to boost UK investment culture published By Sara Cody Raza Naeem Clare Whittle James Morris Elliot Jack +2 more... Show less The FCA has published a package of four papers and statements, aimed at reinforcing wholesale markets and empowering retail investors....
11/26/2025 3:53:50 PM EU authorities weigh up impact of AI regulation on financial services By Raza Naeem Simon Treacy EU financial services firms must consider how their adoption of AI relates to both the EU AI Act and the existing financial regulatory...
11/5/2025 12:13:15 PM EU Directive on Distance Marketing of Financial Services: One month to the transposition deadline By Raza Naeem Victoria McGowan There is now just over a month to go until the deadline for transposing the EU Directive on financial services contracts concluded at a...
10/27/2025 9:57:49 AM Singapore: MAS proposes significant amendments to related party transaction requirements for banks By Elizabeth Webb Claris Teo The MAS has published a Consultation Paper on Proposed Amendments to Related Party Transaction Requirements for Banks. The proposed...
9/5/2025 8:41:47 AM Singapore: MAS updates Guidelines for Liquidity Risk Management for Banks By Elizabeth Webb Claris Teo The MAS is seeking feedback on proposed revisions to its Guidelines on Liquidity Risk Management for banks, merchant banks and finance...
8/13/2025 10:07:55 AM Singapore: MAS Says Cheque, Please: MAS’s latest update in the SGD Corporate Cheque Phase-out and introduction of EDP and EDP+ By Elizabeth Webb Claris Teo The Monetary Authority of Singapore (“MAS”) had previously issued a consultation paper on its planned initiatives to phase out corporate...
8/8/2025 1:44:40 PM FCA implements first phase of Mortgage Rule Review By Clare Whittle Emily Rainbird The FCA has taken its first steps towards simplifying mortgage rules and increasing flexibility for firms and customers under its...
7/17/2025 10:44:00 AM Leeds Reforms: Starting gun sounds for comprehensive reforms to the FOS By Sara Cody The government, together with the FCA and the FOS, has begun the process of modernising the UK’s redress framework by publishing two...
7/15/2025 8:05:15 PM UK puts growth at heart of financial services strategy By Peter Bevan Simon Treacy The UK Government has published a Financial Services Growth and Competitiveness Strategy. The Strategy, which was launched as part of the...
7/15/2025 11:24:10 AM Mansion House 2025: UK uses “Leeds Reforms” to rewire financial system By Peter Bevan Harry Eddis Clare McMullen Elizabeth Dowd Alastair Holt Nikunj Kiri Raza Naeem Michael Kent +5 more... Show less Rachel Reeves has used a summit in Leeds to announce a wide-ranging package of reforms to financial regulation. A new strategy for...
7/8/2025 8:31:06 PM Final pieces of DORA rulebook fall into place By Raza Naeem James Morris Simon Treacy In the last couple of years EU financial entities have been busy implementing the Digital Operational Resilience Act. DORA started to...
7/8/2025 5:19:50 PM EBA to extend its outsourcing guidelines to cover all third party risks outside DORA By Raza Naeem James Morris Simon Treacy The European Banking Authority is consulting on new guidelines for the management of third party risk. The guidelines will replace the...
7/4/2025 10:18:44 AM Qualifying holdings: More detailed EU rules are on the way for prospective acquirors By Julian Emmerich The European Banking Authority is consulting on new regulatory technical standards detailing information for acquirors of qualifying...
7/3/2025 4:59:04 PM FCA publishes long awaited non-financial misconduct rules and guidance By Joseph Richmond Declan Mcloughlin The FCA’s long awaited “next steps” on non-financial misconduct (“NFM”) have now been published. Building on its previous consultation in...