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In a first of its kind, the Financial Conduct Authority has censured an auditor for failing to report breaches of the FCA’s client asset...
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Against the backdrop of a rapidly evolving payments landscape, the Bank of England has launched a discussion paper on how it should...
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As our mid-year legal outlook shows, the legal impact of AI adoption is not limited to the tech sector. Financial services firms are...
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In recent months regulatory focus has been on the scale, breadth, complexity and interconnectedness of banks’ private equity related...
Alastair Holt and Simon Treacy have co-authored the UK chapter for GLI’s Banking Regulation 2024. Banks continue to operate in a...
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New draft legislation shows how banks and other firms will have to give customers more info when ending payment contracts. The reforms,...
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As the legislative process for CRD6 / CRR3 comes to a close, attention is turning to what firms need to do to comply with the incoming...
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On the day it confirmed a change to its penalty policy that many expect will lead to larger penalties, the PRA issued its second largest...
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Bit by bit, enforcement actions are giving us more clarity on what “reasonable steps” means for senior managers. The latest news: the...
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FCA Chair Ashley Alder and CEO Nikhil Rathi just appeared before the Treasury Committee. They reported on various areas of interest...
Our Financial Regulation Outlook 2024 explores the key regulatory developments that we expect to see in the Banking, Asset Management and...
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The European Banking Authority has published a speech by its chair, José Manuel Campa, on operational resilience in EU financial...
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Snapshot:FCA shares findings from review of payment account providers’ systems and controls against money mule activityFirms are...
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Our U.S. Financial Regulation Group have published their latest update covering the most critical regulatory developments in the U.S....
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On 28 September 2023, the Government published its long-trailed consultation paper outlining proposals for material near-term reforms to...
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FCA writes to CEOs at wholesale banks about its priorities.Bosses told to show how their firms manage risks.CEOs must agree next steps...