3/11/2026 9:44:11 AM Asia Financial Regulatory update - March 2026 By Clara Hackney Alcander Seah Claris Teo Last month, regulators in Singapore and Hong Kong have continued efforts aimed at making capital markets more robust, liquid and...
3/10/2026 10:46:07 AM Your guide to UK Banking Regulation in 2026 By Alastair Holt Simon Treacy Alastair Holt and Simon Treacy have co-authored the UK chapter for GLI’s Banking Regulation 2026. The UK Government has promised to use...
2/25/2026 4:13:24 PM UK proposes stricter oversight of appointed representatives By Simon Treacy James Morris Stephen Clipsham HM Treasury has published a paper suggesting changes to the legislative framework for appointed representatives. Under the proposals,...
2/19/2026 2:32:19 PM Modernising redress: Board minutes provide an update on future changes to FOS powers By Sara Cody The Financial Ombudsman Service (“FOS”) has published the minutes of is January 2026 board meeting setting out next steps on proposals to...
2/10/2026 6:04:23 PM Rangecourt SA (formerly Banque Havilland SA) Upper Tribunal Decision By Ariel Kaminsky On 3 February 2026, the Upper Tribunal (Tax and Chancery Chamber) handed down its decision in Rangecourt SA (formerly Banque Havilland...
2/6/2026 10:58:00 AM Financial Regulation Legal Outlook 2026 By Stephen Clipsham Our Financial Regulation Outlook 2026 (now updated to January 2026) explores the key regulatory developments that we expect to see in the...
2/4/2026 10:53:27 AM Asia Financial Regulatory Bulletin - February 2026 By Elizabeth Webb Clara Hackney Claris Teo In Singapore, the beginning of 2026 has seen a slow start to regulatory activity, although there have been some important updates to the...
1/29/2026 2:09:43 PM FCA transparency drive delivers first Enforcement Watch publication By Sara Cody During discussions around the FCA’s 2024 attempt to secure greater powers to name firms under investigation – which concluded with a...
1/29/2026 10:37:48 AM Asia Financial Regulatory Bulletin - January 2026 By Elizabeth Webb Claris Teo The end of 2025 saw a lot of regulatory activity in Hong Kong and Singapore. The regulatory focus for both jurisdictions centres on...
1/28/2026 12:13:33 PM Here are the specifics – FCA sets out the application of the Consumer Duty to regulated cryptoasset business By Sara Cody The FCA has confirmed that its Consumer Duty will apply to regulated cryptoasset business. In response to industry feedback, it has now...
1/19/2026 3:51:37 PM U.S. Financial Regulation 2026 Year Ahead By Stephen Clipsham In 2025, the U.S. financial regulatory landscape witnessed one of the most dramatic transformations in a decade, with a flurry of White...
12/11/2025 3:40:34 PM FCA proposes significant changes to client cat rules and rationalises conflicts of interest rules By Sara Cody Karen Cooper Raza Naeem Clare Whittle +1 more... Show less The FCA has published a consultation (FCA CP25/36) outlining proposed changes to the UK client categorisation regime. A link to our full...
12/9/2025 11:54:29 AM Suite of FCA measures to boost UK investment culture published By Sara Cody Raza Naeem Clare Whittle James Morris Elliot Jack +2 more... Show less The FCA has published a package of four papers and statements, aimed at reinforcing wholesale markets and empowering retail investors....
11/26/2025 3:53:50 PM EU authorities weigh up impact of AI regulation on financial services By Raza Naeem Simon Treacy EU financial services firms must consider how their adoption of AI relates to both the EU AI Act and the existing financial regulatory...
11/5/2025 12:13:15 PM EU Directive on Distance Marketing of Financial Services: One month to the transposition deadline By Raza Naeem Victoria McGowan There is now just over a month to go until the deadline for transposing the EU Directive on financial services contracts concluded at a...
10/27/2025 9:57:49 AM Singapore: MAS proposes significant amendments to related party transaction requirements for banks By Elizabeth Webb Claris Teo The MAS has published a Consultation Paper on Proposed Amendments to Related Party Transaction Requirements for Banks. The proposed...