30 Jul, 2021 Power shifts within the FCA - quick-fire executive decision-making is coming into style By Duncan Campbell The FCA is consulting on significant proposed changes to its decision-making procedure to facilitate rapid regulatory action. The...
19 May, 2021 Cum-Ex: if the Court stays your action against one firm for misconduct, just enforce against another for systems and controls failures instead By Duncan Campbell FCA Enforcement has 14 ongoing Cum-Ex investigations into firms and 8 into individuals - 3.8% of its total caseload (FCA FOI responses,...